An official website of the State of Oregon
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There are a number of ways to look up complaint information for companies and individuals regulated by the Division of Financial Regulation.
administrative orders to see what regulatory actions the division has taken against regulated professionals and companies.
Complaint Casework Summary
Division of Financial Regulation consumer complaints received accross financial and insurance program areas, for the following years:
To search for complaints and licensing information about mortgage lenders, loan originators, and other finance service professionals and companies, visit the
NMLS Consumer Access portal.
Check out your broker with
FINRA (Financial Industry Regulatory Authority) oversees the people and firms that sell stocks, bonds, mutual funds and other securities. This will allows you to search your current or prospective broker’s name to see employment history, certifications, and licenses. It also includes information about regulatory actions, violations or complaints you might want to know about. You also can get information about your broker’s firm.
Use our complaint comparison tool to check complaint history for Insurers by selecting the type of insurance from the list, then selecting Insurers of interest to compare.
Complaint compare search tool
Below is a list of complaints Oregon consumers filed by type in the following years:
File a complaint online or contact us:
Financial services Email:DFR.FinancialServicesHelp@dcbs.oregon.gov
Securities and investments Email:Securities.Registrations@dcbs.oregon.gov
Always verify that the company or individual you are working with has a license.
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