Amends rule permitting use of certain special designations or professional certifications by securities professionals.
Rules affected: OAR 441-135-0020
Need for Rules:
Persons engaged in the offer, sale or purchase of securities, or in providing advice as to the value of or advisability of investing in, purchasing, or selling securities, frequently make use of special certifications, professional designations or titles in course of providing such services. This rulemaking would allow the use of designations or certifications that the director recognizes for securities licensing examination waiver purposes, under OAR 441-175-0120(6)(b), when used by a person currently holding such a certification or designation.
Filed: Oct. 27, 2020
Nov. 23, 2020, 10:00 a.m.,
Conference call only due to COVID-19.
Last day for public comment: Nov. 30, 2020, 5 p.m.