AMEND: OAR 441-135-0020
RULE SUMMARY: Amended to permit the use of professional designations or certifications unless they falsely indicate or imply that the person has special certification or training, in connection with the offer, sale or purchase of securities, or the provision of advice as to the value of or the advisability of investing in, purchasing, or selling securities, directly or indirectly, or through a publication or writing, or by issuing or disseminating analyses or reports relating to securities.
FILED: 09/21/2023
HEARING DATE/TIME: 10/24/2023, 11:00 - 11:30 AM
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LAST DAY AND TIME TO OFFER COMMENT TO AGENCY:
10/31/2023 5:00 PM
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