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Proposed bulletins

Public comments

The bulletins below are in the process of development by the Division of Financial Regulation (DFR). The division is asking for public review and comment as part of that process. All comments received will be given full consideration and a final report discussing our general response as applied to the bulletin’s final version will be released.

Submit comments

Comments can be submitted in the following ways (Please include the bulletin number or name in the subject line of your comment):

Email:
dfr.bulletin@dcbs.oregon.gov

Mail:
Department of Consumer and Business Services
Division of Financial Regulation
350 Winter St. NE
P.O. Box 14480
Salem, OR 97309-0405

Proposed bulletins

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​​​​All Oregon State Investment Advisers and Investment Adviser Representatives,

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The Oregon Division of Financial Regulation (DFR) proposes to issue a bulletin stating that state investment advisers may not charge a fee solely for availability.​

Purpose

The purpose of this bulletin is to provide guidance to Oregon State Investment Advisers (Advisers) and their Investment Adviser Representatives (Representatives) regarding what constitutes an “unreasonable advisory fee” under Oregon Administrative Rule (OAR) 441-205-0145. Specifically, the Oregon Division of Financial Regulation considers fees charged solely to guarantee an Adviser or their Representative’s availability, but which are unrelated to any rendered advisory services, to be unreasonable.​

Document: Proposed bulletin​​

Public comment requested

Public comment will be accepted for 30 days. Please submit public comment to DFR.Bulletin@dcbs.oregon.gov.

Last day for public comment: Wednesday, October 20​, 2025.​ Comments must be received by ​5 ​p.m.