Filing requirements

  1. NAIC Transmittal Form, instructions, and Product Code matrices for completing transmittal forms
  2. Instructions for the Filing Description on the Transmittal (cover letter)
  3. Certificate of Compliance: Word,   PDF
  4. Product standards: Word, PDF
  5. Disclosure samples
  6. Verification of coverage sample

Life settlement - advertisements

  1. Certificate of Compliance: Word,   PDF
  2. Product standards: Word, PDF  (pages 9-14)
  3. Self addressed envelope for return of approval. (mail or email only)