Annuities

Filing requirements

  1. NAIC Transmittal Form, instructions, and Product Code matrices for completing transmittal forms
  2. Instructions for the Filing Description on the Transmittal (cover letter)
  3. Certificate of Compliance: Word, PDF
  4. Product Standards: Word, PDF
  5. Readability Certification
  6. Actuarial Memorandum (see Rate Requirements on Product Standards): Appendix IA and IB
  7. Supplement A (Equity Index or Two-tiered annuity): Word, PDF
  8. Supplement B (Deferred paid-up annuity): Word, PDF
  9. Statement of Variability, if applicable
​​