Filing requirements

  1. NAIC Transmittal Form, instructions, and Product Code matrices for completing transmittal forms
  2. Instructions for the Filing Description on the Transmittal (cover letter)
  3. Certificate of Compliance: Word, PDF
  4. Product Standards: Word, PDF
  5. Readability Certification
  6. Actuarial Memorandum (see Rate Requirements on Product Standards): Appendix IA and IB
  7. Supplement A (Equity Index or Two-tiered annuity): Word, PDF
  8. Supplement B (Deferred paid-up annuity): Word, PDF
  9. Statement of Variability, if applicable