An official website of the State of Oregon
Here's how you know »
An official website of the State of Oregon »
You are here:
Please Note: This form is for use by Qualified Individuals who are Securities Industry Professionals in fulfilling their mandatory reporting in cases where they reasonably suspect financial exploitation of a vulnerable person as defined by ORS 124.100 has occurred, is occurring, or will occur.
Qualified Individuals are defined as broker-dealer sales persons, investment advisor representatives, and persons who serve in a supervisory, compliance, or legal capacity for a broker-dealer or state investment advisory firm. If you are not a “qualified individual” within the meaning of 2017 Oregon Laws Chapter 514 and wish to report suspected financial exploitation call: 1-855-503-SAFE (7233)
A .gov website belongs to an official government organization in the United States.
A lock icon ( ) or https:// means you’ve safely connected to the .gov website.
Only share sensitive information on official, secure websites.
Your browser is out-of-date! It has known security flaws and may not display all features of this and other websites. Learn how