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Suspected financial exploitation

Please Note: This form is for use by qualified individuals who are securities industry professionals in fulfilling their mandatory reporting responsibilities in cases where they reasonably suspect that financial exploitation of a vulnerable person, as defined by ORS 124.100, has occurred, is occurring, or will occur. To better understand Oregon’s Senior Safe Act and when to report suspected financial exploitation, print or save our Senior Safe reporting guide.

Qualified individuals are defined as broker-dealer salespeople, investment adviser representatives, and people who serve in a supervisory, compliance, or legal capacity for a broker-dealer or state investment advisory firm.

If you are not a “qualified individual,” as defined by ORS 59.480, and wish to report suspected financial exploitation,
call: 855-503-SAFE (7233)