There are a number of ways to look up complaint information for companies and individuals regulated by the Division of Financial Regulation.
Search our administrative orders to see what regulatory
actions the division has taken against regulated professionals and companies.
Financial service providers
To search for complaints and licensing information about mortgage lenders, loan originators, and other finance service professionals and companies, visit the NMLS Consumer Access portal.
Check out your broker with BrokerCheck
FINRA (Financial Industry Regulatory Authority) oversees the people and firms that sell stocks, bonds, mutual funds and other securities. This will allows you to search your current or prospective broker’s name to see employment history, certifications, and licenses. It also includes information about regulatory actions, violations or complaints you might want to know about. You also can get information about your broker’s firm.
Complaint data 2015 (all insurers) - Below is a list of complaints people filed by type.
2015 complaint guide ranking complaints by key insurers
Reasons for 2015 complaints
Complaint data 2014 (all insurers) - This report shows what type of complaints people filed - listed by company.
2014 complaint guide ranking complaints by key insurers
Reasons for 2014 complaints